Image
image
image
image


Compliance Product Manager, Great Neck, NY Back>>

Great Neck NY Jobs, Compliance Product Manager, Regulatory Experience, U.S. Broker/Dealer, U.S. Equity Market Regulator, New York Recruiters, Information Technology Jobs, IT Jobs, New York Recruiting

Click Here To Apply Now!

Compliance Product Manager

Will Sponsor Visa's.

Summary:

Looking for an experienced sell-side equities Compliance Product Manager.  The ideal candidate will have extensive regulatory experience and understanding of rules affecting U.S. registered broker/dealers active in equities markets.  The role will primarily encompass issues and features regarding U.S. equity markets but will also expand to include compliance issues across global equities and cross-asset classes.

Responsibilities:

-Daily engagement with industry groups and regulators to understand developments affecting new rules, ongoing regulatory initiatives, and updates to existing rules.
-Advise the business, product team and development regarding relevant rules and requirements, key changes that must be made, and implementation timelines.
-Write requirements for system compliance functionality and reports; combine feedback from industry, regulators and customers and communicate with product and development.
-Design and update compliance reports and related specifications that will be used by customers for books and records and specific regulatory requirements.
-Interface with customer compliance personnel, traders, and management to discuss rules, system functionality and application to equities trading.
-Resolve customer and product questions and issues using key industry and regulatory contacts to ascertain specific interpretations or advice regarding existing rules.

Qualifications:

-5-15 years of experience in a compliance role or trading desk supervisor in equities at a U.S. broker/dealer, or at a U.S. equity market regulator; expertise with equities market making, agency trading, and issues in electronic trading generally.
-Strong written and verbal communication skills are essential.  Must be able to clearly translate complex system functionality and regulatory topics clearly and succinctly.
-Strong interpersonal skills; ability to work with people across job functions and handle varied work styles and communication preferences.
-Strong presentation skills.  Ability to summarize complex topics and communicate to an audience.
-Comfortable working with data, reviewing, constructing and interpreting reports; experience interpreting trade data in the context of a regulatory review.
-Must be comfortable with technology and be able to learn new systems and processes; familiarity with data structures and SQL or other query based languages is a benefit.
-Experience with non-US equities and non-equities products (foreign exchange, fixed income, options) is a benefit but not required.

Recruiting services by Next Step Systems - www.nextstepsystems.com


CELEBRATING OVER 22 YEARS IN BUSINESS! 2018 HOT IT JOB LINKS - BY STATE - UPDATED DAILY* Powered by Next Step Systems - Information Technology Recruiters

Click here to view our database of IT jobs.


Atlanta, Austin, Baltimore, Boston, Charlotte, Chicago, Cincinnati, Cleveland, Columbus, Dallas, Denver, Detroit, Fort Lauderdale, Houston, Indianapolis, Jacksonville, Kansas City, Los Angeles

Miami, Minneapolis, Nashville, New Jersey, New York, Philadelphia, Phoenix, Raleigh, Salt Lake City, San Antonio, San Diego, San Francisco, San Jose, Seattle, Silicon Valley, St Louis, Tampa, DC


Click Here For Trending IT Jobs In Chicago!

Click Here For Trending IT Jobs In New York City!

(CA) Oracle EBS Developer. Torrance Jobs.

(DC) Communications Center Specialist II. Washington Jobs.

(DC) Communications Center Lead. Washington Jobs.

(IL) Trading Systems Software Engineer. Chicago Jobs.

(IL) FPGA Electrical Engineer. Chicago Jobs.

(IL) Technical Operations Analyst. Chicago Jobs.

(IL) Business Development Executive - Account Manager. Chicago Jobs.

(IL) C++ Software Engineer Delta Infrastructure. Chicago Jobs.

(IL) C++ Software Engineer Delta Execution. Chicago Jobs.

(IL) Software Engineer - UI. Chicago Jobs.

(IL) Lead Infrastructure Engineer. Chicago Jobs.

(IL) Entry Level Software Engineer. Northbrook Jobs.

(IL) C++ Software Engineer. Chicago Jobs.

(IL) Java or C++ Software Engineer. Chicago Jobs.

(IL) Quantitative Research Analyst. Chicago Jobs.

(IL) SQL Server DBA. Chicago Jobs.

(IL) SR Network Engineer. Chicago Jobs.

(IL) IT Network Technicians. Belleville Jobs.

(IL) Sr IT Network Technicians. Belleville Jobs.

(IL) Performance Management Engineer. Belleville Jobs.

(IL) Operational Engineer. Belleville Jobs.

(IL) Performance Management Enginner. Belleville Jobs.

(MD) Technical Project Manager. Greenbelt Jobs.

(MD) Data Capture Technical Program Manager. Greenbelt Jobs.

(MD) Senior Enterprise Security Engineer. Greenbelt Jobs.

(MD) Senior Network Security Consultant. Greenbelt Jobs.

(MI) Sr Manager, Engineering. Novi Jobs.

(MI) Systems Engineer III. Novi Jobs.

(MI) Bilingual QA Engineer IPQM (Japanese/English). Novi Jobs.

(MI) Account Manager. Novi Jobs.

(MI) Bilingual Systems Engineer. Novi Jobs.

(NY) Software Engineer. New York City Jobs.

(NY) Front End XAML C# WPF MVVM Expression Blend Developer. Great Neck Jobs.



 

For more information about this opportunity contact:



Current Job News

Current Hot IT Jobs

Current Hot IT Trading / Financial Services Jobs

Connect with us:

 

We are working on tech jobs in IL (Chicago area Computer Jobs), PA, NY, NJ, CT, MA, VA, GA, NC, TN, CA, TX, AZ, OH, MI, IN, MO, CO, FL, WA, MN and CN. We are specialists in technology career employment.

 


We are an equal opportunity Technology Employment Service

This website is maintained by Next Step Systems

Jobs in Chicago - Jobs in New York - Jobs in New Jersey - Jobs in Philadelphia - Jobs in Connecticut - Jobs in Denver - Jobs in Dallas - Jobs in Houston - Jobs in Phoenix - Jobs in Silicon Valley - Plus Many More Areas

C++ - C# - .net - Java - Oracle - SQL Server - Unix - Linux - Networking - Storage - Systems - Support - Sales - Plus More

Programmer - Software - Developer - Network Engineer - Database Analyst - Systems Administrator - Systems Engineer - Managed Hosting - Manager - Director - VP - CIO - CTO - Plus More

Executive Search Firm with Specialized Technical Recruiters or IT Recruiters servicing clients of all sizes nationally since 1995. IT Recruitment Firms, IT Recruitment Agencies, Headhunters and Executive Recruiting Firms. Experience with Computer Jobs | Information Technology Jobs or IT Jobs | Tech Jobs | Systems | Programming. IT Jobs in Chicago | Philadelphia | New York City - Manhattan | Denver | Dallas | Houston | Phoenix | Silicon Valley | Plus Many More Areas

Index | Site Map | Home Page | About Us | President | VP | IT Jobs By Region | IT Jobs in Trading | Job Seekers | Employers | Links Page

Midwest Jobs | Northeast Jobs | Southeast Jobs | Northwest Jobs | Southwest Jobs | Canada Jobs

Chicago Area Trading Jobs in IT | New York Area Trading Jobs in IT | Philadelphia Area Trading Jobs in IT | Silicon Valley Area Trading Jobs in IT

image


image
image
image